Key Reflections for Caldicott Guardians from the Nottingham Inquiry

The UKCGC was served with a Rule 9 request as an organisation identified as holding information relevant to the Nottingham Inquiry. As a result, Dr George Fernie provided a written witness statement.

In his statement, Dr Fernie responded to a series of detailed questions using the Caldicott Principles, relevant regulatory guidance, and applicable case law from across jurisdictions. He also offered several recommendations for strengthening Caldicott practice nationally.

Key reflections for Caldicott Guardians:

• Greater use of Caldicott Guardians in Trusts: Dr Fernie emphasised that Caldicott Guardians should be more routinely involved when organisations are considering public interest disclosures, ensuring expert advice is available at the point decisions are made.

• Strengthening professional development: He recommended that Caldicott Guardians continue to address their educational needs through ongoing CPD and ensure this is reflected in appraisal processes.

• Improving multi‑agency understanding: The Inquiry highlighted the importance of improving knowledge and confidence around lawful, ethical and appropriate information sharing, particularly in complex multi‑agency contexts. Better shared understanding supports confidentiality, maintains public trust, and helps ensure information is shared appropriately for the benefit of patients and the wider public.